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Movers and Shakers: David Shugol Completes Financial Planner Series


LAKEWOOD RANCH – Dave Shugol, a Registered Investment Advisor Representative in the 11009 Gatewood Drive STE 101 office of Raymond James Financial Services, Inc., member FINRA/SIPC, recently completed the Financial Planner Series, according to Patrick Daxon, Vice President of Raymond James’ Wealth, Retirement & Portfolio Solutions group.

The Financial Planner Series is a professional development program that focuses on retirement planning, income and estate tax planning, risk management and investment options of the individual investor. During this series of three multi-day seminars, advisors also gain a deeper knowledge of the technical, computer and administrative aspects of their business to better serve their clients with the highest levels of professionalism and integrity.

“The Financial Planner Series is one of the premier training programs in the country that teaches advisors how to identify, communicate and devise solutions for the financial needs of individual investors,” says Daxon.

The Raymond James Financial Center provides ongoing education and professional training for the firm’s more than 6,000 financial advisors. The Institute’s wide-ranging curriculum encompasses many disciplines in the financial services industry and is designed to enable the financial advisor to recognize, quantify, illustrate and solve financial problems as the key to providing superior customer service to the client.

Prior to joining Raymond James, Shugol was a Financial Advisor with Ameriprise in Sarasota, FL.

About Raymond James Financial Services

Raymond James Financial Services, Inc. is a financial services firm supporting more than 3,200 independent financial advisors nationwide. Since 1974, Raymond James Financial Services Inc., member FINRA/SIPC, has provided a wide range of investment and wealth planning related services through its affiliate, Raymond James & Associates, Inc., member New York Stock Exchange/SIPC. Both broker/dealers are wholly owned subsidiaries of Raymond James Financial, Inc. (NYSE-RJF) a leading diversified financial services company with approximately 6,200 financial advisors serving in excess of 2.5 million client accounts in more than 2,500 locations throughout the United States, Canada and overseas. Total client assets are approximately $462 billion.


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